Lie Group Basics
Goals of this section
Since we must be brief here, this is not really a place to learn about
Lie groups or Lie algebras. Rather, the point of this section is to outline
what you need to know to use Sage effectively for Lie computations, and
to fix ideas and notations.
Semisimple and reductive groups
If , then may be uniquely factored as
where and commute, with semisimple
(diagonalizable) and unipotent (all its eigenvalues equal to
1). This follows from the Jordan canonical form. If then
is called semisimple and if then is called
unipotent.
We consider a Lie group and a class of representations such that
if an element is unipotent (resp. semisimple) in one
faithful representation from the class, then it is unipotent
(resp. semisimple) in every faithful representation of the class. Thus
the notion of being semisimple or unipotent is intrinsic. Examples:
Compact Lie groups with continuous representations
Complex analytic groups with analytic representations
Algebraic groups over with algebraic representations.
A subgroup of is called unipotent if it is connected and all its
elements are unipotent. It is called a torus if it is connected,
abelian, and all its elements are semisimple. The group is called
reductive if it has no nontrivial normal unipotent subgroup. For
example, is reductive, but its subgroup:
is not since it has a normal unipotent subgroup
A group has a unique largest normal unipotent subgroup, called the
unipotent radical, so it is reductive if and only if the unipotent
radical is trivial.
A Lie group is called semisimple it is reductive and furthermore has
no nontrivial normal tori. For example is reductive
but not semisimple because it has a normal torus:
The group is semisimple.
Fundamental group and center
If is a semisimple Lie group then its center and fundamental group
are finite abelian groups. The universal covering group is
therefore a finite extension with the same Lie algebra. Any
representation of may be reinterpreted as a representation of the
simply connected . Therefore we may as well consider
representations of , and restrict ourselves to the simply
connected group.
Parabolic subgroups and Levi subgroups
Let be a reductive complex analytic group. A maximal solvable
subgroup of is called a Borel subgroup. All Borel subgroups are
conjugate. Any subgroup containing a Borel subgroup is called a
parabolic subgroup. We may write as a semidirect product of its
maximal normal unipotent subgroup or unipotent radical and a
reductive subgroup , which is determined up to conjugacy. The
subgroup is called a Levi subgroup.
Example: Let and let be
integers whose sum is . Then we may consider matrices of the form:
where . The unipotent radical consists of
the subgroup in which all . The Levi subgroup
(determined up to conjugacy) is:
and is isomorphic to
.
Therefore is a Levi subgroup.
The notion of a Levi subgroup can be extended to compact Lie
groups. Thus is a Levi subgroup
of . However parabolic subgroups do not exist for compact Lie
groups.
Cartan types
Semisimple Lie groups are classified by their Cartan types. There
are both reducible and irreducible Cartan types in Sage. Let us start
with the irreducible types. Such a type is implemented in Sage as a
pair ['X', r]
where ‘X’ is one of A, B, C, D, E, F or G and is a
positive integer. If ‘X’ is ‘D’ then we must have and if ‘X’ is
one of the exceptional types ‘E’, ‘F’ or ‘G’ then is limited to
only a few possibilities. The exceptional types are:
['G', 2], ['F', 4], ['E', 6], ['E', 7] or ['E', 8].
A simply-connected semisimple group is a direct product of simple Lie
groups, which are given by the following table. The integer is
called the rank, and is the dimension of the maximal torus.
Here are the Lie groups corresponding to the classical types:
compact group |
complex analytic group |
Cartan type |
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You may create these Cartan types and their Dynkin diagrams as follows:
sage: ct = CartanType("D5"); ct
['D', 5]
Here "D5"
is an abbreviation for ['D',5]
. The group is
the simply-connected double cover of the orthogonal group .
Dual Cartan types
Every Cartan type has a dual, which you can get from within Sage:
sage: CartanType("B4").dual()
['C', 4]
Types other than and for are self-dual in the sense that
the dual is isomorphic to the original type; however the isomorphism of a
Cartan type with its dual might relabel the vertices. We can see this
as follows:
sage: CartanType("F4").dynkin_diagram()
O---O=>=O---O
1 2 3 4
F4
sage: CartanType("F4").dual()
['F', 4] relabelled by {1: 4, 2: 3, 3: 2, 4: 1}
sage: CartanType("F4").dual().dynkin_diagram()
O---O=>=O---O
4 3 2 1
F4 relabelled by {1: 4, 2: 3, 3: 2, 4: 1}
Reducible Cartan types
If is a Lie group of finite index in , where
and are Lie groups of positive dimension, then is called
reducible. In this case, the root system of is the disjoint
union of the root systems of and , which lie in orthogonal
subspaces of the ambient space of the weight space of . The Cartan
type of is thus reducible.
Reducible Cartan types are supported in Sage as follows:
sage: RootSystem("A1xA1")
Root system of type A1xA1
sage: WeylCharacterRing("A1xA1")
The Weyl Character Ring of Type A1xA1 with Integer Ring coefficients
Low dimensional Cartan types
There are some isomorphisms that occur in low degree.
Cartan Type |
Group |
Equivalent Type |
Isomorphic Group |
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Sometimes the redundant Cartan types such as and are excluded
from the list of Cartan types. However Sage allows them since excluding them
leads to exceptions having to be made in algorithms. A better approach, which
is followed by Sage, is to allow the redundant Cartan types, but to implement
the isomorphisms explicitly as special cases of branching rules. The utility
of this approach may be seen by considering that the rank one group
has different natural weight lattices realizations depending on whether we
consider it to be , or :
sage: RootSystem("A1").ambient_space().simple_roots()
Finite family {1: (1, -1)}
sage: RootSystem("B1").ambient_space().simple_roots()
Finite family {1: (1)}
sage: RootSystem("C1").ambient_space().simple_roots()
Finite family {1: (2)}
Relabeled Cartan types
By default Sage uses the labeling of the Dynkin diagram from [Bourbaki46].
There is another labeling of the vertices due to Dynkin.
Most of the literature follows [Bourbaki46], though [Kac] follows Dynkin.
If you need to use Dynkin’s labeling, you should be aware that Sage
does support relabeled Cartan types. See the documentation in
sage.combinat.root_system.type_relabel
for further information.
Standard realizations of the ambient spaces
These realizations follow the Appendix in [Bourbaki46]. See the
Root system plot tutorial
for how to visualize them.
Type A
For type we use an dimensional ambient space. This means
that we are modeling the Lie group or
rather than or . The ambient space is
identified with :
sage: RootSystem("A3").ambient_space().simple_roots()
Finite family {1: (1, -1, 0, 0), 2: (0, 1, -1, 0), 3: (0, 0, 1, -1)}
sage: RootSystem("A3").ambient_space().fundamental_weights()
Finite family {1: (1, 0, 0, 0), 2: (1, 1, 0, 0), 3: (1, 1, 1, 0)}
sage: RootSystem("A3").ambient_space().rho()
(3, 2, 1, 0)
The dominant weights consist of integer -tuples
such that
.
See SL versus GL for further remarks about Type A.
Type B
For the remaining classical Cartan types , and we use
an -dimensional ambient space:
sage: RootSystem("B3").ambient_space().simple_roots()
Finite family {1: (1, -1, 0), 2: (0, 1, -1), 3: (0, 0, 1)}
sage: RootSystem("B3").ambient_space().fundamental_weights()
Finite family {1: (1, 0, 0), 2: (1, 1, 0), 3: (1/2, 1/2, 1/2)}
sage: RootSystem("B3").ambient_space().rho()
(5/2, 3/2, 1/2)
This is the Cartan type of . The last fundamental weight
(1/2, 1/2, ..., 1/2)
is the highest weight of the
dimensional spin representation. All the other fundamental
representations factor through the homomorphism
and are representations of the orthogonal
group.
The dominant weights consist of -tuples of integers or
half-integers such that
, and such that the
differences .
Type C
sage: RootSystem("C3").ambient_space().simple_roots()
Finite family {1: (1, -1, 0), 2: (0, 1, -1), 3: (0, 0, 2)}
sage: RootSystem("C3").ambient_space().fundamental_weights()
Finite family {1: (1, 0, 0), 2: (1, 1, 0), 3: (1, 1, 1)}
sage: RootSystem("C3").ambient_space().rho()
(3, 2, 1)
This is the Cartan type of the symplectic group .
The dominant weights consist of -tuples of integers
such that
.
Type D
sage: RootSystem("D4").ambient_space().simple_roots()
Finite family {1: (1, -1, 0, 0), 2: (0, 1, -1, 0), 3: (0, 0, 1, -1), 4: (0, 0, 1, 1)}
sage: RootSystem("D4").ambient_space().fundamental_weights()
Finite family {1: (1, 0, 0, 0), 2: (1, 1, 0, 0), 3: (1/2, 1/2, 1/2, -1/2), 4: (1/2, 1/2, 1/2, 1/2)}
sage: RootSystem("D4").ambient_space().rho()
(3, 2, 1, 0)
This is the Cartan type of . The last two fundamental
weights are the highest weights of the two -dimensional spin
representations.
The dominant weights consist of -tuples of integers
such that
.
Exceptional Types
We leave the reader to examine the exceptional types. You can use
Sage to list the fundamental dominant weights and simple roots.
Weights and the ambient space
Let be a reductive complex analytic group. Let be a maximal
torus, be its group of analytic
characters. Then for some and
.
Example 1: Let . Then is the
diagonal subgroup and . If
then is identified
with the rational character
Example 2: Let . Again is
the diagonal subgroup but now if
then , so
.
Elements of are called weights.
If is any representation we may restrict to
. Then the characters of that occur in this restriction are
called the weights of .
acts on its Lie algebra by conjugation (the adjoint representation).
The nonzero weights of the adjoint representation are called roots.
The ambient space of is .
The root system
As we have mentioned, acts on its complexified Lie algebra
by the adjoint representation. The zero
weight space is just the Lie algebra of
itself. The other nonzero weights each appear with multiplicity
one and form an interesting configuration of vectors called the
root system .
It is convenient to partition into two sets and
such that consists of all roots lying on one side of
a hyperplane. Often we arrange things so that is embedded in
in such a way that the positive weights correspond
to upper triangular matrices. Thus if is a positive root, its
weight space is spanned by a
vector , and the exponential of this eigenspace in is a
one-parameter subgroup of unipotent matrices. It is always possible to
arrange that this one-parameter subgroup consists of upper triangular
matrices.
If is a positive root that cannot be decomposed as a sum of
other positive roots, then is called a simple root. If
is semisimple of rank , then is the number of positive
roots. Let be these.
The Weyl group
Let be a complex analytic group. Let be a maximal torus, and
let be its normalizer. Let be the Weyl group. It
acts on by conjugation; therefore it acts on the weight lattice
and its ambient space. The ambient space admits an inner
product that is invariant under this action. Let
denote this inner product. If is a root let denote
the reflection in the hyperplane of the ambient space that is
perpendicular to . If is a simple root,
then we use the notation to denote .
Then generate , which is a Coxeter group. This
means that it is generated by elements of order two and that
if is the order of , then
is a presentation. An important function is the
length function, where is the length of the shortest
decomposition of into a product of simple reflections.
The dual root system
The coroots are certain linear functionals on the ambient space
that also form a root system. Since the ambient space admits a
-invariant inner product , they may be identified with elements
of the ambient space itself. Then they are proportional to the
roots, though if the roots have different lengths, long roots
correspond to short coroots and conversely. The coroot corresponding
to the root is
We can also describe the natural pairing between coroots and roots using
this invariant inner product as
The Dynkin diagram
The Dynkin diagram is a graph whose vertices are in bijection with the
set simple roots. We connect the vertices corresponding to roots that
are not orthogonal. Usually two such roots (vertices) make an angle of
, in which case we connect them with a single
bond. Occasionally they may make an angle of in which case we
connect them with a double bond, or in which case we connect
them with a triple bond. If the bond is single, the roots have the
same length with respect to the inner product on the ambient space. In
the case of a double or triple bond, the two simple roots in questions
have different length, and the bond is drawn as an arrow from the long
root to the short root. Only the exceptional group has a triple bond.
There are various ways to get the Dynkin diagram in Sage:
sage: DynkinDiagram("D5")
O 5
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|
O---O---O---O
1 2 3 4
D5
sage: ct = CartanType("E6"); ct
['E', 6]
sage: ct.dynkin_diagram()
O 2
|
|
O---O---O---O---O
1 3 4 5 6
E6
sage: B4 = WeylCharacterRing("B4"); B4
The Weyl Character Ring of Type B4 with Integer Ring coefficients
sage: B4.dynkin_diagram()
O---O---O=>=O
1 2 3 4
B4
sage: RootSystem("G2").dynkin_diagram()
3
O=<=O
1 2
G2
The Cartan matrix
Consider the natural pairing between coroots and
roots, then the defining matrix of this pairing is called the
Cartan matrix. That is to say, the Cartan matrix
is given by
This uniquely corresponds to a root system/Dynkin diagram/Lie group.
We note that we have made a convention choice, and the opposite convention
corresponds to taking the transpose of the Cartan matrix.
Fundamental weights and the Weyl vector
There are certain weights that:
If is semisimple then these are uniquely determined, whereas if
is reductive but not semisimple we may choose them conveniently.
Let be the sum of the fundamental dominant weights. If is
semisimple, then is half the sum of the positive roots. In case
is not semisimple, we have noted, the fundamental weights are not
completely determined by the inner product condition given above. If
we make a different choice, then is altered by a vector that is
orthogonal to all roots. This is a harmless change for many purposes
such as the Weyl character formula.
In Sage, this issue arises only for Cartan type . See SL versus GL.
Representations and characters
Let be a maximal torus and be the group
of rational characters. Then .
Recall that elements of are called weights.
The Weyl group acts on , hence on and its
ambient space by conjugation.
The ambient space
has a fundamental domain for the Weyl group
called the positive Weyl chamber. Weights in are
called dominant.
Then consists of all vectors such that
for all positive roots .
It is useful to embed in and consider
weights as lattice points.
If is a representation then restricting to , the
module decomposes into a direct sum of weight eigenspaces
with multiplicity for weight .
There is a unique highest weight with respect to the
partial order. We have and .
gives a bijection between
irreducible representations and weights in
.
Assuming that is simply-connected (or more generally, reductive
with a simply-connected derived group) every dominant weight
is the highest weight of a unique irreducible representation
, and gives a
parametrization of the isomorphism classes of irreducible
representations of by the dominant weights.
The character of is the function
. It is determined by its values
on . If and , let us write
for the value of on . Then the
character:
Sometimes this is written
The meaning of is subject to interpretation, but we may
regard it as the image of the additive group in its group
algebra. The character is then regarded as an element of this ring,
the group algebra of .
Representations: an example
In this example, . We have drawn the
weights of an irreducible representation with highest weight .
The shaded region is . is a dominant weight,
and the labeled vertices are the weights with positive multiplicity in
. The weights weights on the outside have ,
while the six interior weights (with double circles) have .
Partitions and Schur polynomials
The considerations of this section are particular to type . We review
the relationship between characters of and
symmetric function theory.
A partition is a sequence of descending nonnegative
integers:
We do not distinguish between two partitions if they differ only by
some trailing zeros, so . If is the last
integer such that then we say that is the length
of . If then we say that is a
partition of and write .
A partition of length is therefore a dominant weight of
type ['A',r]
. Not every dominant weight is a partition, since the
coefficients in a dominant weight could be negative. Let us say that
an element of the ['A',r]
root lattice is effective if the . Thus an effective
dominant weight of ['A',r]
is a partition of length , where
.
Let be a dominant weight, and let be the
character of with highest weight . If
is any integer we may consider the weight
obtained by adding to
each entry. Then .
Clearly by choosing large enough, we may make effective.
So the characters of irreducible representations of
do not all correspond to partitions, but the characters indexed by
partitions (effective dominant weights) are enough that we can
write any character where is a
partition. If we take we could also arrange that
the last entry in is zero.
If is an effective dominant weight, then every weight that
appears in is effective. (Indeed, it lies in the convex
hull of where runs through the Weyl group .)
This means that if
then is a polynomial in the eigenvalues of .
This is the Schur polynomial .
Affine Cartan types
There are also affine Cartan types, which correspond to (infinite dimensional)
affine Lie algebras. There are affine Cartan types of the
form [`X`, r, 1]
if X=A,B,C,D,E,F,G
and [`X`, r]
is an ordinary
Cartan type. There are also twisted affine types of the form [X, r, k]
,
where or if the Dynkin diagram of the ordinary Cartan type
[X, r]
has an automorphism of degree . When , the affine Cartan
type is said to be untwisted.
Illustrating some of the methods available for the untwisted affine
Cartan type ['A', 4, 1]
:
sage: ct = CartanType(['A',4,1]); ct
['A', 4, 1]
sage: ct.dual()
['A', 4, 1]
sage: ct.classical()
['A', 4]
sage: ct.dynkin_diagram()
0
O-----------+
| |
| |
O---O---O---O
1 2 3 4
A4~
The twisted affine Cartan types are relabeling of the duals of certain
untwisted Cartan types:
sage: CartanType(['A',3,2])
['B', 2, 1]^*
sage: CartanType(['D',4,3])
['G', 2, 1]^* relabelled by {0: 0, 1: 2, 2: 1}
The affine root and the extended Dynkin diagram
For the extended Dynkin diagram, we add one negative root
. For the untwisted types, this is the root whose negative
is the highest weight in the adjoint representation. Sometimes this is
called the affine root. We make the Dynkin diagram as before by
measuring the angles between the roots. This extended Dynkin diagram
is useful for many purposes, such as finding maximal subgroups
and for describing the affine Weyl group.
In particular, the hyperplane for the reflection , used in generating
the affine Weyl group, is translated off the origin (so it becomes an affine
hyperplane). Now the root system is not described as linear transformations
on an Euclidean space, but instead by affine transformations. Thus the
dominant chamber has finite volume and tiles the Eucledian space. Moreover,
each such tile corresponds to a unique element in the affine Weyl group.
The extended Dynkin diagram may be obtained as the Dynkin diagram of
the corresponding untwisted affine type:
sage: ct = CartanType("E6"); ct
['E', 6]
sage: ct.affine()
['E', 6, 1]
sage: ct.affine() == CartanType(['E',6,1])
True
sage: ct.affine().dynkin_diagram()
O 0
|
|
O 2
|
|
O---O---O---O---O
1 3 4 5 6
E6~
The extended Dynkin diagram is also a method of the WeylCharacterRing
:
sage: WeylCharacterRing("E7").extended_dynkin_diagram()
O 2
|
|
O---O---O---O---O---O---O
0 1 3 4 5 6 7
E7~
We note the following important distinctions from the classical cases:
The affine Weyl groups are all infinite.
Type has two anti-parallel roots with distinct reflections.
The Dynkin diagram in this case is represented by a double bond with
arrows going in both directions.
Twisted affine root systems
For the construction of in the twisted types, we refer the
reader to Chapter 8 of [Kac]. As mentioned above, most twisted types can
be constructed by taking the dual root system of an untwisted type.
However the type root system can only be constructed by
the twisting procedure defined in [Kac]. It has the following properties:
Further Generalizations
If a root system (on an Euclidean space) has only the angles
between its roots, then we call the
root system crystallographic (on Wikipedia article Root_system, this
condition is called integrality since for any two roots we have
). So if we look at the reflection
group generated by the roots (this is not a Weyl group), we get general
Coxeter groups (with non-infinite labels)
and non-crystallographic Coxeter groups are not connected with Lie theory.
However we can generalize Dynkin diagrams (equivalently Cartan matrices)
to have all its edges labelled by where and
corresponds to having arrows point one way and arrows pointing
the other. For example in type , we have one edge of ,
or in type , we have one edge of (equivalently
). These edge label between and corresponds to the entries
and in the Cartan matrix. These are used to construct
a class of (generally infinite dimensional) Lie algebras called
Kac-Moody (Lie) algebras, which in turn are used to construct quantum groups.
We refer the reader to [Kac] and [HongKang2002] for more information.